{"id":277546,"global_id":"brpsa.com?id=277546","global_id_lineage":["brpsa.com?id=277546"],"author":"3","status":"publish","date":"2025-06-05 08:13:45","date_utc":"2025-06-05 06:13:45","modified":"2025-06-19 07:51:34","modified_utc":"2025-06-19 05:51:34","url":"https:\/\/brpsa.com\/events\/distribution-of-financial-products\/","rest_url":"https:\/\/brpsa.com\/wp-json\/tribe\/events\/v1\/events\/277546","title":"Switzerland – Distribution of Financial Products and Related Aspects","description":"

Switzerland – Distribution of Financial Products and Related Aspects<\/span><\/span><\/b><\/font><\/h3>\n

Webinar in English<\/b><\/span><\/em><\/p>\n

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Recognised for <\/strong><\/font>SAQ<\/font><\/a> recertification<\/font><\/strong>\u00a0– This course will enable you to earn 1.5 SAQ credits<\/font><\/strong><\/p>\n

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This webinar aims to provide an overview of the regulatory requirements regarding the distribution of financial products, such as Swiss and foreign collective investment schemes and structured products, under applicable local laws. It will also focus on the rules of conduct to be observed when distributing these products. It will also focus on the requirements for distributors and the rules of conduct to be complied with in connection with the distribution of these products<\/p>\n

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The training is addressed to<\/b><\/span><\/h3>\n
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Institution<\/font><\/span><\/b><\/h4>\n

\u2612 Banks
\n\u2612 Securities firms
\n\u2612 Asset managers
\n\u2612 Trustees
\n\u2612 Managers of collective assets
\n\u2612 Fund management companies
\n\u2610 Client advisors
\n\u2612Other financial intermediaries<\/i><\/font><\/p>\n<\/div>\n<\/th>\n

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Function<\/font><\/span><\/b><\/p>\n

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\u2612 Legal and Compliance
\n\u2612 Risk management
\n\u2612 Internal audit
\n\u2612 Central file
\n\u2612 Front
\n\u2612 Asset Management
\n\u2610 HR
\n\u2610 Marketing
\n\u2610 BoD
\n\u2610 Other<\/i><\/font><\/p>\n<\/div>\n<\/th>\n<\/tr>\n<\/thead>\n<\/table>\n

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Content<\/b><\/span><\/h3>\n
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> Regulatory Framework for the Provision of Financial Services<\/strong><\/font><\/strong><\/strong><\/strong><\/div>\n<\/div>\n<\/th>\n<\/tr>\n
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> Concept of Distribution<\/strong><\/font><\/strong><\/div>\n
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  • Distribution as an Offer<\/li>\n
  • Distribution as a Financial Service<\/li>\n
  • Distribution as Advertising<\/li>\n<\/ul>\n<\/div>\n<\/th>\n<\/tr>\n
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> Implications <\/strong><\/font><\/strong>(of an offer, a financial service and advertising)<\/font><\/div>\n<\/th>\n<\/tr>\n
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> Further Related Aspects<\/span><\/font><\/div>\n
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  • Prospectus Requirements<\/li>\n
  • Key Information Document<\/li>\n
  • Retrocessions<\/li>\n<\/ul>\n<\/div>\n<\/th>\n<\/tr>\n
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> Practical Implications<\/strong><\/div>\n
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